Prudential Regulatory Exposure & Lineage Diagnostic
Assess the resilience of your core-banking-to-regulatory-reporting pipeline.
A ten-checkpoint self-assessment of the chain that runs from your source systems to the returns you submit: reconciliations, extractions, end-user tools, lineage, mappings, collateral, validation rules, currencies, suspense accounts and pre-submission review.
Choose your jurisdiction
- UMOA / BCEAOFinancial statements via CRAEF · FODEP · periodic statementsStart
- Europe / ECBCOREP / FINREP — EBA framework; ECB expectations where they applyStart
Questions, diagnostic criteria and regulatory references are specific to each jurisdiction; the scoring scale is the same. About 10 minutes.
What you get, with no sign-up
- A diagnostic score out of 100 and a band, calculated in your browser.
- The main control gaps, with what to check first.
- A printable executive memo for your management.
Who it is for
CFOs, CROs, CIOs, and regulatory reporting and finance transformation leaders.
The ten checkpoints
- 1.General ledger ↔ regulatory reconciliation
- 2.Core-banking extraction integrity
- 3.End-user computing (EUC) dependency
- 4.Data lineage
- 5.Prudential mapping governance
- 6.Collateral and credit risk mitigation
- 7.Semantic and cross-table validation
- 8.FX conversion and multi-currency lineage
- 9.Suspense and transit accounts
- 10.Pre-submission dry run and sign-off
What this diagnostic is not
An indicative self-assessment. It does not measure regulatory compliance and is neither a supervisory rating nor a certification.
This is an indicative diagnostic index based on the controls assessed. It is not a regulatory certification or supervisory rating.
Confidentiality
No bank data, figures or documents are requested. Your answers stay in your browser until the end; the result is then stored without any identifying data. It is linked to your contact details only if you request the PDFs.